Associates Degree in IT Computer Science. Show Resume Text. Developed and successfully piloted new position in Rainbow International designed to optimize their operational system for national accounts. Assisted with the analysis and interpretation of regulatory compliance requirements Reviewed recent proposed activities by regulatory agencies to determine potential impact on company operations. Managed day-to-day financials for Candidate Committees and Political Action Committees (PACs), including processing payroll, disbursements and receipts. Implemented and maintained a U.S. and Canada Customs line review system for all imported products. Assisted in the analysis of the company's regulatory compliance posture and the development of control recommendations. Compliance Specialist Resume. Find out what is the best resume for you in our Ultimate Resume Format Guide. Led in the creation of audits and reviewed processes to include notification and resolution. Cecil Dare. Maintained compliance mailbox and responded to emails from internal and external customers. Created and maintained compliance data sheets for numerous customers. Optimize Your Compliance Specialist Resume With The Compliance Specialist Job Description. Partnered with internal business groups to plan, develop, test, implement and document all processes required by the new accounts. Effectively developed strategies with managerial staff when critical issues were identified and immediate action was required. Created daily compliance tracking system and department audits resulting in company savings of $450,000 annually. If you have worked before as a healthcare compliance specialist or are presently working in that role and are making a resume for a new position, you can create the professional experience section of your resume … Assist Property manager with managing 460 unit on a tax credit /section 8 layered property such as coordinating resident functions and community outreach. Skilled in managing multiple projects with exceptional communication and organizational skills. Communicated with State Boards, upper management and clients on new or existing rule issues. Headline : To obtain a position utilizing my strong communication skills, customer service expertise, and operational excellence, while continuing growth and contributing to the profitability of the organization. Tracked support staff via Traincaster to ensure required courses attended. Aided in customer support issues in dealing with CPE issues including running custom reports in Access and SQL. Specific proficiency in the following areas: Risk Management Compliance Management Project Management Regulatory Change Management Technology and Process Improvements Reporting & Analysis Contract Management and Negotiation Legal Review and Research. This is one of the hundreds of Corporate Compliance Specialist resumes … Relevant Certification is also strongly desired. Implemented and analyzed quarterly and year end attestations. Objective : To succeed in an environment of growth and excellence and earn a job which provides me job satisfaction and self-development and help me achieve personal as well as organizational goals. Process annual and interim recertification's according to HUD 4350 including sending and receiving verifications of income and assets, completing questionnaires and all other regulated forms., Waiting list experiences Meticulous upkeep of files, calendars, events, create purchase orders and process invoices. Build the best Compliance Specialist Resume and get hired! Some even allow job seekers to upload or post a resume … Getting the compliance analyst position you want will require putting your best foot forward–something a great resume can help with. Resourceful, Flexible, Precise. Consulted with product management, claims and sales management to keep field abreast of changes. Implemented process updates to close gaps in processes. One of the best ways for you to optimize your Compliance Specialist resume is to look at the job … Skills : Certified Nures Aide, CPR, Phlebotomy Certification, Medical Office Asst. Performed extensive research pertaining to State and Federal Election Laws. Recognized by management and staff as an expert in customs classification guidelines and import/export documentation requirements. Assisted the audit department with obtaining file information for state and internal branch audits. You can use this as base to create a resume for your job application. Compliance Officer resume: Trained all packaging employees on revised procedures, new processes and the use and safety of new equipment. Maintained CPE rules and regulations listing and coded any changes in the rules to the system in XML. Assisted Chief Compliance Officer in providing input and representation on key compliance initiatives, meetings, and committees. Prepare reports, and other supporting schedules that detail an institution's safety and soundness, compliance with laws and regulations, and recommended solutions to questionable financial conditions. There are plenty of opportunities to land a Regulatory Compliance Specialist job position, but it won’t just be handed to you. Train with other examiners in the financial examination process. Create strategies and plans for product approvals including inspections. Skills For Mortgage Compliance Specialist Resume Respond to state and federal agency inquiries and complaints promptly Supports internal customers to ensure compliance with state or federal lending … 2+ years of related experience at a Pharmaceutical, Biotech, or Medical Device company; 1+ year of experience working in a cGMP … U.S. and Canada Customs annual audits reflected 0% classification discrepancies. Managed the revision of the "Guide to Investing" manual and the Compliance section within the Written Supervisory Procedures Manual to reflect updated company policies. Routed and scheduled of freight pick ups for compliance orders. Conducted research and made recommendations to the Chief Legal Officer regarding whether an industry designation request from registered representatives met company requirements. Provided superior customer service to campaign managers and other staff seeking information on behalf of accounts. Coordinated quality assurance operations to ensure effective manufacturing quality and inspection procedures were executed. Exposures in both arenas include working in cooperative teams to achieve common goals while balancing the demands of individual tasks. Designed and created stickers to customer's specifications using Bar Tender and SPS Commerce software. Skills : Seventeen years of experience in the financial industry that includes Operations, Management, and Risk Management. Compliance Officer resume 4 On this page you will find a number of professionally designed templates that can be used to create an interview winning CV or resume. Issued necessary corrective action to employees and managers, and followed up on getting corrective action reports back in a timely manner. Supervised and monitored policy and procedure accuracy for over 50 employees. Processed Client Information Profile (CIP) verifications using Lexis-Nexus/Bridger Insight program. Monitors departmental policies and procedures and reviews all marketing materials for adherence to compliance regulations. Compliance Specialist Some of my duties included; summarizing all state, federal and licensing regulations to be audited; the developing of and establishing of the criteria for new auditing … Objective : Human Resources Professional with experience in Full Cycle Recruiting, International HR, Immigration, Expatriate Relocation, Training and Payroll in the Oil and Gas Industry. Design new processes, statistical analysis, quality concepts and system standards. Facilitated annual compliance meetings to home office staff and registered representatives in the field in order to keep everyone current with new company and regulatory policies and rules. Investigated all complaints that came into the company through the U.S. Department of Education contract to determine validity and suggest any action needed following the investigation. Assisted in increasing general manager compliance by an average of 22.9% across all brands (from 47.2% in 2010 to 70.1% in 2011 YTD). Updated departmental standard operating procedures and database to accurately reflect the current practices. Acted as multi-organizational, customer service representative. Investigated sales and marketing compliance issues and identify areas of opportunity for quality improvement. Processing and documentation of International shipments. Designed, implemented and conducted Compliance processes for a start-up of a pick pack warehouse containing over 1200 SKU's. Kansas City, MO 64111 (777)-777-7777 [your email] Job Objective To use my skills and abilities to obtain a position within an organization as a Compliance Specialist … Skills : Artificial Insemination,Reading dairy pedigrees, Working. Created approval process for advertising and marketing compliance that has led to a 50% increase in improved marketing in line with the CFPB guidelines, Monitored district's special education compliance per state specific indicators and findings, Program Management Team - Clean Water Atlanta Sewer Program ($4 Billion Project). Inspected vacant unit to ensure rental readiness, performed move out inspections and annual inspections according to HUD standards. 3yrs data entry clerk experience. Work well in a high-pressure environment. Provided support to MCS personnel in order to continuously improve procedures and help others make the best decisions while complying with the Medicare Managed Care Manual, the Medicare Prescription Drug Benefit Manual, ASES, OIG, Office of Commissiones of Insurance and Affortable Care Act regulations. Complete orders by recording names, addresses, and purchases; referring ordering for filling. Provided FDA compliance oversight to the Human Resources, Sales Force, and Sales Operations departments. All rights reserved. Strengths in leadership with the ability to work independently and in a team environment. Educated and advised registered representatives on compliance requirements primarily relating to sales practices and maintenance of books and records under SEC, FINRA and Municipal Securities Rulemaking Board as well as company policies. Responsible for all audits of the Sales Force, Sales Operations department, and practitioner signature verifications. I Also Have Experience In Policy And Procedure Review, Six Sigma Process Reviews, Project Management, And MS Office Applications. Skills : Certified Compliance And Ethics Professional, American Bankers Association Regulatory Compliance School - 2015 Graduate, Risk Management Association - Associate Member. These specialists have a number of different duties, including gathering and evaluating information, … Created custom pricing tickets using Bar Tender software. Created and published several compliance bulletins and weekly news articles to communicate to field and home office employees new regulatory and company policies via the Intranet. Answered compliance/RESPA related questions via the phone and email from loan officers, branch managers, and internal personnel. Worked with the maintenance department on a daily basis to sustain the department's production and safety on 6 packaging lines. Ensured contributions and expenditures were within State and Federal limits. Handled and coordinated all aspects of the leasing process including evaluation and discussion of prospects concerns and needs, property tours with investors, upper management and inspectors. My job is to ensure that all the loans we close are complaint with the ever changing mortgage laws. Administered Value Added Service Program for customers that require standard and custom pricing, ticketing and Floor Ready presentation. Responsibilities of a Compliance Specialist. Skills : Phlebotomy, Microsoft Word And Excel. Quality Assurance Compliance Specialist Resume Examples & Samples. Verify and manipulate data in various software applications pertaining to the maintenance and analysis of CRA, HMDA and Fair Lending data. Worked with program management team to ensure all national vendor requirements were met, Monitored continuing program compliance for over 3,000 units in five states. Skills : MicroSoft Office, QuickBooks Pro. Cooperated with the company's Safety & Industrial Hygiene Department to manage and maintain the safety records for over 100 employees. Communicated business groups potential risks for non-compliance. Reading EDI Raw data files, worked with a variety of divisions to assure orders were expedited promptly meeting compliance SLA's. Skills : Microsoft Office Suite, FINRA Web CRD, Lexis Nexis/Bridger Insight, Nexus/Nexcom, Basecamp Project Management Software, SuranceBay Insurance Appointments Processing/Tracking Software, National Financial Services, E-File Cabinet, NIPR. Not every Compliance Specialist resume includes a professional summary, but that's generally because this section is overlooked by resume writers. Do you need the best Compliance Specialist resume? A compliance specialist ensures that a company's operations adhere to the laws regulating the particular industry. Compliance Specialist - Aml Compliance Investigator Resume New York, NY. Check out real resumes from actual people. Developed and implemented Compliance Training for all Sales Representatives and Sales Management. BUILD MY RESUME. Compliance specialists—frequently referred to as compliance officers—ensure organizations remain up-to-date on all regulatory and … Prepare for Senior Management and the Examiners the CRA Assessment Fair Lending Self Evaluation and risk assessment detailing the Bank's current performance and program effectiveness. 20+ compliance specialist resume samples to customize for your own use. Submitted non conformance reports to FDA and state agencies. Objective : To pursue a career path focused on bringing value to an institution through fantastic customer service by way of direct customer service interaction and by leading associates to perform at high standards and with strong ethics. To be a Compliance Specialist I typically requires 0-2 years of related experience. Summary : Experienced, ambitious professional with a background in international and regional environmental policy, development, and compliance.Driven … Composed letters to consumers explaining the complaint investigation findings. Performed Customer Service Representative duties as needed including order print/process procedures. HR Compliance Specialist Job Description for Resume If you have worked before as a human resources compliance specialist or are presently working in that role and are making a resume … Interacted with Sales in regards to customer satisfaction and procedure accuracy. I attended The Ohio State University Newark campus for two years and received my Associate of Arts degree. Provided feedback and made recommendations for improvement, drafted inspection reports to cover all findings and conclusions and presented final audit report to Regional Vice President in assigned region. Compiled and presented monthly reports on findings to senior management teams. Stayed abreast of industry and compliance trends; recommended and implemented changes to internal company processes as needed. What the Regulatory Compliance Specialist Resume Objective Should Tell Prospective Employers. These professionals determine company responsibilities, report to business managers, make … Maintained text based rule summaries with updated information as it became available. Demonstrated ability to maintain a pleasant, positive, and courteous demeanour continually. Certificate Of Completion In American Bankers Association, MBA In Finaance, HR & Supply Chain Management. Also brings energy, enthusiasm and creative solutions to complex problems. Contributes to team effort by accomplishing related results as needed. Since Nov. 2012 I have been employed as a compliance specialist at a mortgage company. Responsibilities included on sample resumes for Compliance Specialists include assisting compliance manager and residence managers with obtaining and correcting documentation and resolving other issues as they arise, and organizing and participating in committees or projects responsible for the quality and timelines of plan compliance services. Works well in team environment as well as individually. Debit, credit and total accounts on computer spreadsheets and data bases, using specialized accounting software. Environmental Compliance Specialist Resume. Heading Theodore Thumper 34 Eat Street Squashed Peas, GA, 34749 Cell: (555) 987-1234 example-email@example.com Summary Regulatory Compliance Specialist … Built relationships along with the Brand Engagement team which resulted in an increase in Brand engagement. Regulatory Compliance Specialist Resume Examples & Samples Perform surveillance rounds on inpatient, residential and partial/iop programs ensuring continuous regulatory compliance Create and maintain (update as needed) a surveillance document with regulations and standards from Federal, State and … Summary : Objective-driven Healthcare professional with major achievements in planning, negotiating and scheduling. Detected and Monitored vendor compliance, violation charges, responding to and implementing corrective action plans immediately. Assist the Chief Compliance Officer and BSA Manager with audits and regulatory relationships and assist with regulatory request during examinations. Created monthly status reports for Political Law Group. Assisted with internal and regulatory audit inquiries and preparation. Compiled and submitted audit reports/corrective action plans to Sales Force and Sales Management. Recommend actions to ensure compliance with laws and regulations, or to protect solvency of institutions. Advanced knowledge of MRI, Boston Post and Nexus software, Work number programs. Enjoy creative problem solving and getting exposure on multiple projects, and I would excel in the collaborative environment on which your company prides itself. For more information on what it takes to be a Compliance Specialist, check out our complete Compliance Specialist Job Description. Submitted complaint findings to a Financial Student Aid loan analyst in a timely and consistent matter. Of compliance Training for all imported products staff as an expert in classification... Sales representatives and Investment Advisers to ensure compliance with applicable rules and regulations state reports track. Employees and managers, and Sales Management to keep field abreast of changes to provide status of Operations... 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